Industry
Investment Banking
Advice to issuing houses, advisers and investors on capital raising, mergers, restructurings and capital market regulation.
Overview
Investment banks and financial advisers work at the centre of capital raising and corporate transactions. We act alongside them as transaction counsel and advise them on their own regulatory position.
We advise on equity and debt offerings, private placements, mergers and takeovers, financial restructurings and fund formation, and we prepare and review offer documents and transaction agreements. We also advise on SEC registration of capital market operators and their sponsored individuals.
For investment banks we advise on underwriting and mandate letters, conflicts of interest and compliance with the Investments and Securities Act 2025 and the SEC Rules.
What we do
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Vending, Underwriting, and Engagement Contracts
Drafting, reviewing, and negotiating contracts for vending, underwriting, and other engagements to ensure clear terms and compliance with industry standards.
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Subscription and Share Purchase Documentation
Assistance with the preparation and review of subscription agreements and other share purchase documentation to facilitate smooth and compliant transactions.
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Block Trades on Bourses
Legal support for executing block trades on stock exchanges, ensuring regulatory compliance and optimal transaction outcomes.
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Custodian, Trustee, Agent, and Registrar Agreements
Guidance on the drafting and negotiation of agreements for custodians, trustees, agents, and registrars to ensure clear responsibilities and protections.
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Tax Advisory
Comprehensive tax advice tailored to the investment banking sector, helping clients navigate complex tax regulations and optimize their tax positions.
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Managing Debt and Equity Offerings
Legal support for managing debt and equity offerings, from structuring to execution, ensuring compliance and successful capital raising.
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Managing Mergers and Acquisitions Transactions
Expert guidance on managing mergers and acquisitions transactions, including due diligence, negotiation, and closing.
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Executive Employment Matters
Counsel on executive employment matters, including drafting and negotiating contracts, handling disputes, and ensuring compliance with employment laws.
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Sector Regulation
Advisory services on sector-specific regulations, ensuring continuous compliance with evolving legal standards and requirements.
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Raising Debt and Equity Capital
Assistance with raising debt and equity capital, providing strategic advice and legal support to facilitate successful fundraising efforts.
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Administrative Hearings
Representation in administrative hearings, defending clients' interests and achieving favorable outcomes in regulatory disputes.
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Litigation and Arbitration
Robust representation in litigation and arbitration proceedings, protecting clients' interests and resolving disputes effectively.